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Faculty Handbook 2008-2009

A. Teaching-Related Responsibilities

1. Teaching Load and Office Hours

The normal teaching load for tenure track and tenured faculty is five courses per year. Non-tenure track faculty normally teach six courses per year. Equivalency norms exist in the sciences (for laboratory responsibilities) and in the performing and studio arts. The supervision of Directed Studies, Senior Research and Honors projects is expected as well. Faculty members are expected to keep a reasonable number of hours for consultation and discussion with students, especially students in their classes.

2. Syllabi

Faculty should be clear and explicit as to course expectations and methods of assigning grades. While the content or coverage of material in the syllabus may change as the semester progresses, the descriptions of expectations and determinations of grades is viewed as an agreement between the instructor and students, which should be honored as stated in the initial syllabus.

3. Academic Integrity

See section VII. A. for the statement that affirms the value the College attaches to academic integrity and serves as a model that faculty may use or adapt in their course syllabi.

4. Evaluation of Teaching in Courses

a. The evaluation of teaching effectiveness at Denison University will consist of formative and summative evaluation procedures. Formative evaluation is a means or process to help an individual assess the effectiveness of teaching and improve teaching. Formative evaluation methods should focus on the intellectual questions that inform course design and direct attention to assisting an instructor in determining what works well and what is not working as effectively. Methods of evaluation will vary depending upon the goals of an instructor, disciplinary goals, and departmental or institutional goals. The selection and use of particular formative evaluation methods will draw upon discussions between the instructor and his/her colleagues. However, the process of formative evaluation will use information collected from the instructor, colleagues, and students. Feedback and consultation are part of the formative evaluation process. In addition, formative evaluation occurs over time and also continues throughout one's teaching career.

Summative evaluation produces a judgment of teaching effectiveness. Those faculty and administrators charged with rendering personnel decisions use these judgments in making decisions regarding contract renewal, tenure, promotion, salary review, and for periodic senior review. Thus, summative evaluation continues throughout one's teaching career.

Summative evaluation is an interpretation of information collected from the instructor, students, and colleagues. Summative evaluation processes should be based on reasonable professional judgment about what constitutes good teaching in the discipline, with a focus on shared criteria for teaching effectiveness. Colleague review is both a professional responsibility and an essential element of developing and implementing consensus about teaching effectiveness.

b. Departments and programs should have the primary role in developing a formative evaluation system and should produce a written plan that describes the essential components of this system. The formative evaluation system should be sensitive to the variety of teaching contexts, goals, and methods used by the department's or program's instructors. Information regarding the purposes, operation, and implementation of a department's or program's formative evaluation system should be considered "community property" and be available to all college faculty in order to foster a climate of cooperation, professional development, and mutual enlightenment. The formative evaluation system should include the direct and ongoing participation of some or all of the instructor's department colleagues.

Classroom observation is a required component of formative evaluation. The instructor and the observer(s) should agree upon a specific schedule and the procedures for evaluation before the observations take place. Classroom observation undertaken by colleagues should occur in different courses and at different periods of time within a semester and across semesters. Thus, there will be multiple opportunities for feedback and discussion following the observations. Faculty in a department or program have the responsibility of determining the number and choice of colleagues who will act as observers and the timing of these observations for the purposes of formative evaluation.

The formative evaluation procedures should be manageable and practical within the resources of the department or program and the college. The formative evaluation plan should also be monitored and periodically assessed by the department or program and by the appropriate councils or offices of the College.

c. Classroom observation is required component of summative evaluation. Faculty in a department or program have the responsibility of determining the number and choice of colleagues who will act as observers and the timing of these observations. There will be a minimum of two observers from a department. In addition, any colleague who participates in this process should make at least two observations within a specific course. Colleagues' multiple observations should occur closely together in time or sequentially in order to provide a view of how the instructor develops and coordinates teaching activities on a given topic. The instructor's teaching will be observed in different courses and at different periods of time within a semester.

Preparation and discussion should be part of the classroom observation process. The instructor and the classroom observer(s) should agree upon a minimum of two specific days of classes. In advance of the observations, the instructor should provide the observer(s)with course syllabi, handouts, assignments or other relevant teaching materials. In addition, a brief discussion before the observation should identify the instructor's objectives and planned class activities, materials, and any other concerns or issues identified as important for the observation. A brief discussion should be held immediately or shortly after a class observation in order to get clarification or additional information about the events and activities observed.

d. A common summative evaluation form will be administered to students in every course during the last two weeks of the semester. The instructor and department or program chair will receive the evaluation results after student grades have been posted.

The instructor is responsible for providing the rating-scale summaries and the individual questionnaires (i.e., the original form with rating-scale and the written responses) when a summative evaluation is conducted for the purpose of a personnel review. Faculty can ask students to respond to additional questions. However, these questions will be presented on a form separate from the summmative evaluation questionnaire, and these may or may not be submitted in a review.

e. Departments will conduct formative evaluation of teaching of candidates during the first and second years in preparation for the third-year summative review and in accordance with the foregoing description of the evaluation of teaching courses.

5. Advising

Advising is integral to the role of teaching faculty and is the responsibility of all tenured, tenure-track, and visiting faculty (where appropriate) following the first year of their employment.

The chief responsibility of a faculty advisor is to assist students in thinking through their educational goals so that they may take full advantage of the resources available at Denison University. Advisors are expected to know the educational resources available at Denison, current academic regulations, and the ways particular courses may benefit students who identify certain educational goals. A general knowledge of the General Education program is essential.

Specifically, the goals of advisors are as follows: a) assisting students in formulation of long-range plans for their experiences at Denison and beyond; b) advising students on questions and problems related to their academic work; c) providing students with information and referrals regarding academic policies and procedures; d) advising students on course selection and approving students' academic schedules.

Faculty should also offer guidance well beyond these matters: helping students sort out their interests and clarify their goals, immediate and long-range; helping students understand the purpose of higher education and the rationale of a liberal arts education; exploring career goals and graduate school options; referring students to institutional resources for academic or personal support; giving advice, when appropriate, on decisions relating to personal or quality-of-life choices.

The Dean of First-Year Students should assume an active role in coordinating and facilitating the advising for majors and first-year students. In the assignment of advisees, the Dean will, in addition to other criteria, take into account the current university median of advisees per faculty.

Departments and programs should assume an active role in monitoring and assessing the effectiveness of faculty advising for majors and first-year students. Responsibilities include:

a. providing support to new faculty in the development of advising skills,

b. discussing attitudes and expectations regarding advising, and

c. examining variability in advising load among faculty within the department or program and seeking ways to reduce variability in advising loads.

6. Mid-Semester Grades

Mid-semester grades must be submitted for all first-year students and sophomores. Although mid-semester grades are not required for juniors and seniors, should grades of C- or below be submitted, the Registrar will notify those students of their performance. Mid-semester grade reports will go to all first-year students and sophomores and to their academic advisors. Reports are mailed home only if parents or guardians in consultation with the student request them from the Office of the Registrar.

7. Guidelines for Directors of Honors Projects

  1. Students intending to complete an Honors Project must register for Senior Research in the fall semester. Senior Research requires a major thesis or project in the student's field of concentration and carries eight semester hours of credit for the year. Senior Research may be converted into an Honors Project if the student meets the appropriate requirements.

  2. Conversion of Senior Research to Honors requires that the student have a GPA of at least 3.4, secure the approval of the student's academic advisor and the departmental chairperson, and complete the appropriate application for conversion prior to the fifth week of the second semester. Forms are available in the Registrar's Office.

  3. In addition to the faculty director of the project, the student will need two more readers, one from the major department, and another from outside the department. Students who intend to convert to Honors should identify the additional readers as early as possible. The project director should play an active role in helping the student to identify appropriate readers. While the readers need not be experts in the field or subject on which the student is working, readers ought to have sufficient familiarity with the subject that they can offer assistance to the student and can read the final project with a level of comprehension that will allow them to be comfortable in assigning a grade to the project.

  4. Directors of Honors Projects determine the level of interaction which they will have with the student and the project. Many faculty arrange at least a regular weekly meeting with the students who are doing Honors Projects under their direction. It is often helpful for the project director to work out a timetable for the project at the beginning of the year.

  5. With regard to the grading of Honors Projects, each of the three readers turns in a grade to the Provost's Office. While individual faculty often assign plus or minus grades, for the purpose of determining the final grade of the project we do not factor in pluses or minuses. Thus, a project that receives an A from one grader, an A- from another, and a B from the third will receive a final grade of A. When there are wide discrepancies among the grades, e.g., two A's and a C, or an A, a B, and a C, the three graders will talk with one another and agree on a recommendation for a final grade. While grade on the project does not affect the student's GPA, it does affect whether the student graduates with Honors, and what level of Honors he or she receives.

  6. The project director also assigns the student a grade for 8 semester credit hours of Senior Research. This grade may be different from the grade given to the project itself. For example, the project director may give the project a final grade of B but feel that the overall amount and quality of the research done by the student merits a grade of A- for the 8 hours of Senior Research. Or, conversely, the director may give the final project a grade of A but feel that, however well the project turned out, there were problems with the student's level of involvement throughout the year, deserving a grade of B+ for the 8 hours of Senior Research.

  7. Honors Projects are due in the Office of the Provost, Doane 205 in early April. It is critical that project directors drive this point home to students. If the project is not turned in on time, it automatically reverts to Senior Research. If the student decides in advance of that due date that he or she is unable to complete the project on time, please have the student notify the Provost's office. Students who withdraw their projects as Honors Projects are, of course, still required to complete the project for Senior Research credit; but they no longer need additional readers, and the project director may set his or her own deadline for the completion of the project.

  8. Departments may wish to consider ways of publicly recognizing their students who have successfully completed Honors Projects. The student(s) might be asked to share some of their findings at a departmental colloquium, or to organize a poster session, or to speak about their work to an appropriate class.

8. Regulations Governing the Last Week of Classes

No final examinations (i.e., cumulative examinations having a significant impact on a student's final grade) or major papers given in lieu of a final examination, may be given during the last week of classes; final examinations may be given only during the time period assigned by the Registrar. Contact the Associate Provost (Kim Coplin) for interpretation of this regulation.

9. Final Grades

Each faculty member is required to submit a final evaluation for every student officially enrolled in his/her courses. Grades are submitted on forms provided by the Office of the Registrar. Final grades are due no later than 96 hours after final examinations. Final grades may be changed only as a result of an error in computation. All other cases of a change of final grade require the consent of the Registrar's Advisory Board.

10. Guidelines for Departmental Assistants

Currently, students at Denison may be employed by departments and faculty without any specific guidelines and in a wide range of duties that may not always be appropriate to the college's mission, especially in respect to the use of students as "teaching assistants." It is questionable whether students should be in any position of grading other students, both from the perspective of federal guidelines on the privacy rights of students and from the point of view that Denison offers an education that promises a faculty attentive and committed to the needs, learning, and progress of each undergraduate. Furthermore, current practice allows for students to be paid for their services either with money or in some cases with academic credit. Providing such an option to students is also questionable as it blurs the distinction between work for learning and work for earning.

In reviewing information gathered from faculty and departments concerning the employment of students, and wishing to establish guidelines that reflect both the needs and concerns of the university, Academic Affairs Council offers the following proposal.

Given the broad nature of the employment of students as assistants to departments and faculty members, and with the understanding that such duties should preclude any major evaluative or teaching responsibility, it is proposed that the general title of "Departmental Assistants" is preferable as a description of such student responsibilities. The University then would distinguish students as either "Departmental Assistants" or "Departmental Fellows." The following guidelines should be used in the case of those students who are selected as Departmental Assistants or Departmental Fellows and who are employed to perform certain duties as a result of that selection. In addition, a third category of "Teaching Practicum" is set forth as a possibility for students to gain academic credit for doing work relating to the profession of teaching.

There are three general areas in which students may participate in the professional work of faculty and departments:

  1. Departmental Assistants

    • The primary duties of a Departmental Assistant will be in the form of assistance, i.e., assisting departments and faculty in various activities that support the academic and research aspects of the university. Duties should be limited to the support of departments and faculty (e.g. lab assistants, discussion leaders, research assistants, tutoring and help sessions, secretarial and clerical support, etc.), and in no way should assume the primary responsibilities of the faculty for teaching and grading. Students, however, may contribute to the objective evaluation of minor course work under the supervision of faculty (e.g. grading multiple choice tests, or checking the appropriate completion of lab notebooks or daily homework assignments), but students should not be in a position of making subjective evaluations of course work (e.g. grading essays or papers, or evaluating contributions to a discussion). In any case, to the greatest degree possible the anonymity of the student being evaluated must be preserved. Students should never be allowed to enter grades in a gradebook, nor be in any position that would permit knowledge of the overall record of any student in a course.

    • There should be training and supervision appropriate to each student's responsibilities. Students should be selected according to written guidelines established by each department or program. It is expected that such qualifications require students to show good academic standing and responsible character. Furthermore, the guidelines should include provisions for review and evaluation of the students employed by the departments and faculty.

    • Students employed by departments and faculty should be given financial support, since the primary activity or purpose is assistance; academic credit is not appropriate and should not be associated with payment for services rendered to departments or faculty. Where financial support may be problematic (e.g. student athletes under NCAA restrictions), the department or faculty member must bring the case before Academic Affairs for review and approval. In all cases, students should never be allowed the option of choosing either academic credit or money as payment for employment.

  2. Departmental Fellows

    • Departmental Fellows are selected to emphasize recognition of a student's work, i.e., outstanding achievement in a particular area of study. In many cases, this honor will not necessarily involve employment by faculty or departments. If employment is involved, however, the description of duties, selection, review, and remuneration for Departmental Assistants will be applicable.

  3. Teaching Practicum

    • A student enrolled in a Teaching Practicum should be interested in education, i.e., learning about the teaching profession through participation in the academic process under the close supervision of the faculty. If part of a student's work within the practicum is related to assisting a faculty member of the teaching and grading of students in another course, the guidelines established for Departmental Assistants in those areas will be applicable.

    • A Teaching Practicum should be considered similar to any other course offered by a department and meet the same demands of academic rigor. As with any course, it must be submitted to the university's governance system for approval.

All departments and programs should submit a copy of their written guidelines for review by Academic Affairs Council.

Academic Affairs Council, March 1989

11. Role of Department Chairs

All members of departments share responsibility for sustaining a culture that is rigorous in scholarship, imaginative in pedagogy, visionary in curriculum design and collegial in spirit. The chair is the convener of the department and is responsible for leading colleagues toward fulfillment of these responsibilities. Given departmental differences in size, equipment needs, personalities, and budget complexities, the form of oversight by chairs of human and physical resources will likely exhibit a healthy variety in the approaches they adopt to fulfill their mission.

The chair takes the lead in and coordinates the full range of departmental activities, including the following:

Administration

  1. Oversee the process by which the department prepares course schedules each semester that reflect the needs of the College, the goals of the department, and the concerns of both faculty and students.

  2. In consultation with colleagues create, and then administer, the department's budget.

  3. Supervise support staff and ensure that student workers are used productively and creatively.

  4. Meet with students as needed to address issues that an advisor may not be able to resolve, such as transfer of credit in the major, plans for off-campus study, mediating student concerns about department matters, etc.

  5. Represent the department within the College and to a wider constituency when appropriate.

  6. In consultation with the Provost, identify for the Development Office special needs of the department for resources.

  7. Encourage the department to reflect on the processes it uses as a department to do its work.

Personnel

  1. Promote regular conversation among departmental colleagues concerning the quality of the department's teaching, research, and other contributions to the College.

  2. Fulfill roles prescribed by the faculty handbook for faculty contract renewal, tenure, promotion and senior reviews.

  3. Communicate college expectations regarding promotion and tenure, consult at regular intervals with colleagues concerning their teaching and research agendas and performance, and support colleagues in their pursuit of appropriate opportunities for development of both teaching and scholarship.

  4. Present staffing needs as determined by the department to the Provost.

  5. Lead efforts to recruit faculty for the department.

Curriculum

  1. Stimulate discussions that review at regular intervals the nature and quality of departmental offerings and requirements.

  2. Develop with colleagues means of assessing the effectiveness of the program in relation to student interest and performance.

  3. Advocate forms of research and off-campus studies that enrich students' academic experience.

  4. Seek opportunities for the department to support college-wide programs when developing its course offerings and staffing plans.

  5. Assess the adequacy of physical and staff resources in relation to curriculum.

Selection and Appointment of Department Chairs

Department chairs are appointed by the Provost in consultation with the department's faculty. The term of the appointment is normally three years. Chairs may serve successive terms. If a department chair becomes unable or unwilling to serve, or in cases when conflicts within a department have become irreconcilable, the Provost may appoint a new chair or make other temporary arrangements for departmental leadership before the expiration of the term. In the third year of a department chair's term, the Provost consults with the members of the department whether the chair is willing to, and should, continue.